Sergeij-Laurent Hierner

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Significant management (since 16 Jan 2025)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Client dealing (since 16 Jan 2025)
  • Goldman Sachs International

    FRN 142888

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 27 Nov 2019)
  • Bank of America Europe DAC (no longer approved here)

    FRN 989014

    • [FCA CF] Significant management (16 Jan 2025 to 5 Feb 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (12 Apr 2018 to 28 Jun 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Jun 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Mar 2018)
    • CF30 Customer (17 Aug 2009 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2008 to 7 Aug 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.