Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vantage Capital Markets LLP (no longer approved here)

    FRN 416697

    • SMF27 Partner (6 Mar 2020 to 18 Feb 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Feb 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Feb 2021)
    • CF30 Customer (14 Mar 2011 to 18 Feb 2021)
  • VCM International Limited (no longer approved here)

    FRN 712610

    • Employed By (23 Sep 2015 to 18 Feb 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 Feb 2008)
    • CF21 Investment Adviser (27 Jun 2007 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (29 Mar 2004 to 25 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.