Serge Herzberg

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TFS Derivatives Limited

    FRN 197244

    • [FCA CF] Client dealing (since 22 Jan 2021)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (27 Jan 2020 to 3 Jul 2020)
    • [FCA CF] Client dealing (14 Aug 2019 to 3 Jul 2020)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (14 Aug 2019 to 3 Jul 2020)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Client dealing (14 Aug 2019 to 3 Jul 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (24 May 2017 to 24 May 2019)
    • [FCA CF] Manager of certification employee (24 May 2017 to 24 May 2019)
    • [FCA CF] Material risk taker (1 Apr 2017 to 31 Mar 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (15 Aug 2014 to 28 Jan 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.