Serena Galestian

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Amundi (UK) Limited
FRN 114503
- [FCA CF] Client dealing (since 1 Jun 2023)
Insight Investment Management (Global) Limited (no longer approved here)
FRN 119308
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
- CF30 Customer (13 Dec 2018 to 8 Dec 2019)
Insight Investment International Limited (no longer approved here)
FRN 416024
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
- CF30 Customer (13 Dec 2018 to 8 Dec 2019)
Capital International Limited (no longer approved here)
FRN 119193
- CF30 Customer (23 Jul 2008 to 19 May 2009)
Goldman Sachs Asset Management International (no longer approved here)
FRN 147212
- CF27 Investment Management (1 Dec 2001 to 20 Apr 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.