Selwyn Goldberg

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Selwyn Goldberg

    FRN 527953

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Sole trader dealing with clients for which they require qualification (since 2 Mar 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (6 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (6 Oct 2010 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (14 Jan 2019 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 13 Jul 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Miller Nairn Goldberg (no longer approved here)

    FRN 194290

    • (2)Employed By (4 Dec 2000 to 28 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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