Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 8 Dec 2025)
- CF30 Customer (5 Mar 2008 to 30 Dec 2009)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (11 Oct 2017 to 16 Jul 2020)
- [FCA CF] Material risk taker (5 Jul 2017 to 23 Aug 2021)
- CF30 Customer (30 Jun 2008 to 6 Mar 2016)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (11 Oct 2017 to 16 Jul 2020)
- [FCA CF] Material risk taker (7 Jul 2017 to 23 Aug 2021)
- CF30 Customer (30 Jun 2008 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.