Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • [PRA CF] Key function holder (since 10 Dec 2018)
    • CF28 Systems and controls (1 Nov 2007 to 9 Nov 2009)
    • CF15 Internal Audit (6 Feb 2007 to 31 Oct 2007)
    • CF14 Risk Assessment (6 Feb 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (6 Feb 2007 to 9 Nov 2009)
    • CF10 Compliance Oversight (6 Feb 2007 to 23 Jun 2015)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 9 Nov 2009)
    • CF10 Compliance Oversight (6 Feb 2007 to 23 Jun 2015)
    • CF14 Risk Assessment (6 Feb 2007 to 31 Oct 2007)
    • CF15 Internal Audit (6 Feb 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (6 Feb 2007 to 9 Nov 2009)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 9 Nov 2009)
    • CF10 Compliance Oversight (6 Feb 2007 to 23 Jun 2015)
    • CF11 Money Laundering Reporting (6 Feb 2007 to 9 Nov 2009)
    • CF14 Risk Assessment (6 Feb 2007 to 31 Oct 2007)
    • CF15 Internal Audit (6 Feb 2007 to 31 Oct 2007)
  • HTB LEASING & FINANCE LTD (no longer approved here)

    FRN 165116

    • [FCA CF] Material risk taker (9 Dec 2020 to 28 Feb 2022)
    • [FCA CF] Significant management (1 Jul 2018 to 28 Feb 2022)
    • CF10 Compliance Oversight (9 Nov 2009 to 23 Jun 2015)
    • CF28 Systems and controls (1 Nov 2007 to 9 Nov 2009)
    • CF14 Risk Assessment (6 Feb 2007 to 31 Oct 2007)
    • CF15 Internal Audit (6 Feb 2007 to 31 Oct 2007)
  • Medenta Finance Limited (no longer approved here)

    FRN 715523

    • CF29 Significant management (3 Dec 2015 to 3 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.