Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF1 Director (16 Aug 2004 to 13 Jun 2008)
    • CF3 Chief Executive (16 Aug 2004 to 13 Jun 2008)
    • CF8 Apportionment and Oversight (16 Aug 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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