Seema Arora

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Client dealing (17 Oct 2024 to 16 Jan 2026)
    • [FCA CF] Algorithmic trading (17 Oct 2024 to 16 Jan 2026)
    • [FCA CF] Manager of certification employee (17 Oct 2024 to 16 Jan 2026)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 23 Sep 2008)
    • CF21 Investment Adviser (2 Dec 2003 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 23 Sep 2008)
    • CF21 Investment Adviser (13 Aug 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.