Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
NatWest Markets Plc
FRN 121882
- [FCA CF] Manager of certification employee (since 9 Jul 2025)
- [FCA CF] Client dealing (since 24 Nov 2022)
- [FCA CF] Manager of certification employee (28 Feb 2023 to 10 Apr 2025)
-
- [FCA CF] Client dealing (7 Mar 2016 to 26 Mar 2018)
- CF30 Customer (19 Nov 2014 to 6 Mar 2016)
-
- CF30 Customer (12 Nov 2008 to 6 Aug 2014)
-
- CF21 Investment Adviser (23 Nov 2006 to 2 Feb 2007)
-
- CF21 Investment Adviser (31 Dec 2004 to 2 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.