Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (7 Sep 2016 to 14 Nov 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 14 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 24 Nov 2010)
    • CF22 Investment Adviser (Trainee) (28 Oct 2002 to 28 Oct 2002)
    • CF21 Investment Adviser (28 Oct 2002 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 14 Nov 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 14 Nov 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.