Sebastian Roiz de S'a

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF1 Director (AR) (since 9 Sep 2022)
    • CF30 Customer (since 9 Sep 2022)
    • Appointed representative dealing with clients for which they require qualification (since 15 Aug 2022)
  • Hive Financial Planning Ltd

    FRN 982296

    • Employed By (since 9 Sep 2022)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2022)
    • CF30 Customer (24 Nov 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.