Sebastian Niall Ridout

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 24 Aug 2023)
    • Appointed representative dealing with clients for which they require qualification (since 24 Aug 2023)
    • CF30 Customer (since 23 Aug 2023)
  • First Wealth (London) Limited

    FRN 813444

    • (7)Employed By (since 23 Aug 2023)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (27 Feb 2020 to 6 Jul 2023)
    • [FCA CF] Client dealing (27 Feb 2020 to 6 Jul 2023)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (4 Oct 2018 to 13 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.