Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- [FCA CF] Manager of certification employee (since 17 Apr 2023)
- [FCA CF] Material risk taker (since 14 Mar 2023)
- [FCA CF] Client dealing (since 14 Mar 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 14 Mar 2023)
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- [FCA CF] Material risk taker (1 Jan 2023 to 13 Mar 2023)
- [FCA CF] Manager of certification employee (9 Aug 2021 to 13 Dec 2022)
- [FCA CF] Client dealing (6 Jul 2021 to 13 Dec 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.