Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN BROTHERS HARRIMAN INVESTOR SERVICES LTD. (no longer approved here)

    FRN 190266

    • [FCA CF] Manager of certification employee (15 Feb 2023 to 17 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2020 to 17 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2020 to 17 Mar 2023)
    • CF30 Customer (28 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.