Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Client dealing (since 28 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 28 Aug 2024)
  • Invesco Fund Managers Limited (no longer approved here)

    FRN 119298

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 4 May 2022)
    • CF30 Customer (11 Oct 2016 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • CF30 Customer (17 Jun 2011 to 18 May 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.