Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HUB Financial Solutions Limited
FRN 455713
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 11 Jul 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2021)
- CF30 Customer (15 Nov 2018 to 20 Dec 2022)
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- CF30 Customer (15 Feb 2018 to 30 Oct 2019)
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- Employed By (15 Feb 2018 to 20 Dec 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.