Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 26 Jun 2018)
    • CF30 Customer (since 26 Jun 2018)
    • (2)Employed By (since 26 Jun 2018)
  • HARDING FINANCIAL LTD (no longer approved here)

    FRN 555911

    • CF30 Customer (30 Jun 2016 to 16 May 2018)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (8 Nov 2010 to 24 Jun 2016)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (28 Jan 2010 to 16 Sep 2010)
  • Capital Planning Partners Ltd (no longer approved here)

    FRN 505434

    • Employed By (28 Jan 2010 to 16 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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