Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kepler Cheuvreux (no longer approved here)

    FRN 958983

    • [FCA CF] Client dealing (2 Oct 2023 to 28 Jun 2024)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Client dealing (1 Feb 2021 to 29 Apr 2023)
    • [FCA CF] Algorithmic trading (1 Feb 2021 to 29 Apr 2023)
    • [FCA CF] Material risk taker (1 Feb 2021 to 29 Apr 2023)
    • CF30 Customer (25 May 2011 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 6 Dec 2010)
    • CF21 Investment Adviser (6 Jun 2007 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 26 Mar 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.