Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JLM MORTGAGE NETWORK LTD
FRN 300629
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 7 Feb 2025)
- Responsible for Insurance Distribution (since 31 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Nov 2023)
- Appointed representative dealing with clients for which they require qualification (since 13 Feb 2023)
- CF1 Director (AR) (since 20 Aug 2021)
- Responsibility for MCD Intermediation (since 7 Feb 2020)
- SMF3 Executive Director (since 7 Feb 2020)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 1 Aug 2005)
- CF8 Apportionment and Oversight (31 Oct 2004 to 1 Aug 2005)
- CF1 Director (31 Oct 2004 to 1 Aug 2005)
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JLM Protection Limited
FRN 953591
- (1)Employed By (since 20 Aug 2021)
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JLM Mortgage Brokers Ltd
FRN 953547
- (1)Employed By (since 13 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
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