Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (3)Employed By (since 9 Oct 2025)
    • (43)Employed By (30 Jul 2015 to 13 Mar 2023)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 2 Sep 2025)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 30 Jul 2015)
    • (3)Employed By (since 11 Feb 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (2 Dec 2011 to 13 Dec 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (4 Feb 2008 to 29 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.