Sean Taor

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Manager of certification employee (since 17 Sep 2024)
    • [FCA CF] Material risk taker (since 17 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Sep 2024)
    • [PRA CF] Managing a material risk taker (since 17 Sep 2024)
    • [FCA CF] Client dealing (since 17 Sep 2024)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 31 Mar 2024)
    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Mar 2024)
    • [FCA CF] Significant management (7 Mar 2017 to 31 Mar 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 31 Mar 2024)
    • CF29 Significant management (2 Dec 2011 to 6 Mar 2016)
    • CF30 Customer (1 Dec 2010 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Mar 2024)
    • [FCA CF] Significant management (7 Mar 2017 to 31 Mar 2024)
    • [FCA CF] Client dealing (7 Mar 2017 to 31 Mar 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 31 Mar 2024)
    • CF29 Significant management (2 Dec 2011 to 6 Mar 2016)
    • CF30 Customer (1 Dec 2010 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 16 Aug 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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