Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (9 Nov 2022 to 8 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (9 Nov 2022 to 20 Sep 2023)
    • [PRA CF] Managing a material risk taker (16 Sep 2022 to 22 Jan 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (16 Sep 2022 to 22 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 5 Sep 2019)
    • [FCA CF] Manager of certification employee (24 Jan 2017 to 5 Sep 2019)
    • CF21 Investment Adviser (30 Nov 2002 to 15 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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