Sean Spencer Taylor Sims

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Military Direct Limited

    FRN 468095

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
    • [FCA CF] Client dealing (since 19 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (2 Jul 2007 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (2 Jul 2007 to 31 Mar 2009)
    • CF1 Director (2 Jul 2007 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (31 Oct 2004 to 20 Apr 2005)
  • Guardian Military Advisors Ltd (no longer approved here)

    FRN 408113

    • (1)Employed By (31 Oct 2004 to 19 Dec 2007)

Recent activity

Updates to this individual's record on the FCA register.

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