Sean Sharath Sonni

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • [FCA CF] Client dealing (6 Jul 2022 to 6 Jan 2023)
  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • [FCA CF] Manager of certification employee (1 Nov 2019 to 23 Jun 2022)
    • [FCA CF] Material risk taker (30 Sep 2019 to 23 Jun 2022)
    • [FCA CF] Client dealing (26 Aug 2019 to 23 Jun 2022)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (22 Apr 2013 to 25 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.