Sean Richardson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 17 May 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (29 Oct 2010 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (29 Oct 2010 to 16 Apr 2012)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Material risk taker (22 Feb 2021 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (22 Feb 2021 to 18 Feb 2025)
    • [FCA CF] Client dealing (22 Feb 2021 to 18 Feb 2025)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Client dealing (24 Jan 2018 to 4 Jul 2022)
    • [FCA CF] Manager of certification employee (24 Jan 2018 to 4 Jul 2022)
    • [FCA CF] Material risk taker (24 Jan 2018 to 4 Jul 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
    • CF21 Investment Adviser (14 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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