Sean Richard Clark

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 27 Nov 2025)
    • CF30 Customer (since 7 Nov 2025)
  • In Partnership Financial Advisers Limited

    FRN 744728

    • (14)Employed By (since 27 Nov 2025)
  • Russell Investments Limited (no longer approved here)

    FRN 122282

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Sep 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Sep 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 2 Nov 2010)
    • CF22 Investment Adviser (Trainee) (7 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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