Sean Ralph McCaffrey

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Personal Touch Financial Services Limited
FRN 187834
- CF1 Director (AR) (since 13 Aug 2008)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Jul 2021)
McCaffrey Mortgages Limited
FRN 487260
- (1)Employed By (since 13 Aug 2008)
Mortgage Advice Bureau Limited (no longer approved here)
FRN 455545
- CF1 Director (AR) (1 Mar 2007 to 24 Sep 2008)
Legal & General Partnership Services Limited (no longer approved here)
FRN 300792
- CF1 Director (AR) (14 Feb 2005 to 1 Mar 2007)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.