Sean Peter Larner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE FINANCIAL PARTNERSHIP ADVISERS LIMITED

    FRN 567504

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 23 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 23 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 4 May 2016)
    • CF10 Compliance Oversight (13 Aug 2014 to 8 Dec 2019)
    • CF1 Director (3 Jan 2012 to 8 Dec 2019)
    • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (1 Apr 2009 to 30 Dec 2011)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2011)
    • CF4 Partner (AR) (20 Sep 2005 to 27 Mar 2009)
    • CF21 Investment Adviser (20 Sep 2005 to 31 Oct 2007)
  • The Financial Partnership Advisers Ltd (no longer approved here)

    FRN 439240

    • Employed By (20 Sep 2005 to 30 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

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