Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Mar 2023)
- CF1 Director (AR) (5 Aug 2013 to 13 Jul 2017)
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Quilter Mortgage Planning Limited
FRN 440718
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 6 Mar 2023)
- CF1 Director (AR) (5 Aug 2013 to 13 Jul 2017)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF1 Director (AR) (15 Feb 2006 to 6 Sep 2013)
- CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)
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- Employed By (15 Feb 2006 to 13 Jul 2017)
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- CF21 Investment Adviser (1 Dec 2001 to 17 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.