Sean Patrick O'Brien

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 31 Mar 2023)
    • CF30 Customer (since 23 Mar 2023)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (319)Employed By (since 23 Mar 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (12 May 2022 to 13 Oct 2022)
    • CF30 Customer (4 Apr 2022 to 13 Oct 2022)
  • DJLB Wealth Management Limited (no longer approved here)

    FRN 761079

    • (2)Employed By (4 Apr 2022 to 13 Oct 2022)
  • Thesis Asset Management Limited (no longer approved here)

    FRN 114354

    • CF30 Customer (1 Nov 2007 to 24 Feb 2017)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.