Sean Patrick Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 28 Feb 2020)
    • CF1 Director (AR) (since 22 Aug 2019)
    • CF30 Customer (since 25 Jul 2008)
    • [FCA CF] Client dealing (28 Feb 2020 to 29 Feb 2020)
  • Sean Jones Wealth Management Limited

    FRN 912456

    • (2)Employed By (since 22 Aug 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 6 Nov 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Malvern Independents (no longer approved here)

    FRN 191893

    • (5)Employed By (1 Dec 2001 to 28 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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