Sean Patrick Fitzgerald

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AK Jensen Investment Management Limited

    FRN 622484

    • [FCA CF] Material risk taker (since 22 Apr 2026)
    • [FCA CF] Significant management (since 1 Apr 2025)
    • [FCA CF] Client dealing (since 1 Apr 2025)
    • [FCA CF] Manager of certification employee (since 1 Apr 2025)
    • CF30 Customer (1 Oct 2014 to 6 Dec 2019)
    • CF1 Director (1 Oct 2014 to 1 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2014 to 3 Sep 2018)
    • CF3 Chief Executive (1 Oct 2014 to 1 Dec 2019)
  • AK Jensen Limited

    FRN 439744

    • [FCA CF] Client dealing (since 1 Apr 2025)
    • [FCA CF] Manager of certification employee (since 1 Apr 2025)
    • [FCA CF] Material risk taker (since 1 Apr 2025)
    • [FCA CF] Significant management (since 1 Apr 2025)
    • CF11 Money Laundering Reporting (11 Oct 2013 to 3 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 6 Dec 2019)
    • CF1 Director (15 Jun 2006 to 1 Dec 2019)
    • CF3 Chief Executive (15 Jun 2006 to 15 Mar 2017)
    • CF8 Apportionment and Oversight (15 Jun 2006 to 31 Oct 2007)
    • CF26 Customer Trading (3 Apr 2006 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (27 Aug 2002 to 22 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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