Sean Norris

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (19 Nov 2013 to 3 Nov 2017)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF1 Director (AR) (9 Nov 2011 to 17 Jan 2014)
Viva & Co Limited (no longer approved here)
FRN 567256
- Employed By (9 Nov 2011 to 3 Nov 2017)
Openwork Limited (no longer approved here)
FRN 408285
- CF1 Director (AR) (22 Jun 2011 to 25 Aug 2011)
Viva & Co Ltd (no longer approved here)
FRN 552714
- Employed By (22 Jun 2011 to 25 Aug 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.