Sean Neil Rainford

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Santander UK Plc (no longer approved here)
FRN 106054
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 23 Aug 2022)
TenetLime Limited (no longer approved here)
FRN 311266
- CF1 Director (AR) (19 Dec 2006 to 20 Jun 2011)
The Mortgage Junction (West Yorkshire) Ltd (no longer approved here)
FRN 461301
- Employed By (19 Dec 2006 to 20 Jun 2011)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF22 Investment Adviser (Trainee) (5 Nov 2002 to 22 Nov 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.