Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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H & P Advisory Limited
FRN 805667
- [FCA CF] Significant management (since 1 Oct 2025)
- [FCA CF] Manager of certification employee (since 1 Oct 2025)
- [FCA CF] Client dealing (since 1 Oct 2025)
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HCF International Advisers Limited
FRN 230014
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 18 Nov 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Nov 2024)
- CF10 Compliance Oversight (14 May 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (14 May 2015 to 8 Dec 2019)
- CF3 Chief Executive (28 Nov 2012 to 8 Dec 2019)
- CF1 Director (28 Nov 2012 to 8 Dec 2019)
- CF30 Customer (1 Mar 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.