Sean Michael James Gilbert

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Select Wealth Managers Ltd.

    FRN 812813

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 2 Jan 2019)
    • CF30 Customer (2 Jan 2019 to 8 Dec 2019)
    • CF1 Director (2 Jan 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2019 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (2 Jan 2019 to 24 Mar 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (20 Feb 2014 to 15 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.