Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [FCA CF] Manager of certification employee (since 16 Oct 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 22 Jun 2023)
- [FCA CF] Manager of certification employee (1 Jan 2021 to 1 May 2022)
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- [PRA CF] Significant risk taker or Material risk taker (since 30 Nov 2023)
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- [FCA CF] Manager of certification employee (since 11 Jan 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2022)
- [PRA CF] Significant risk taker or Material risk taker (18 Nov 2019 to 1 May 2022)
- [FCA CF] Manager of certification employee (18 Nov 2019 to 1 May 2022)
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Coutts & Company
FRN 122287
- [FCA CF] Manager of certification employee (since 11 Jan 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2022)
- [FCA CF] Manager of certification employee (18 Nov 2019 to 1 May 2022)
- [PRA CF] Significant risk taker or Material risk taker (18 Nov 2019 to 1 May 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.