Sean Malone

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (2 Apr 2018 to 16 Mar 2021)
    • [FCA CF] Material risk taker (2 Apr 2018 to 30 Jun 2021)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • CF30 Customer (31 Oct 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 20 Jun 2012)
    • CF21 Investment Adviser (4 Aug 2005 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 12 Feb 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.