Sean Liam Healy

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 3 Jun 2024)
  • Roberts Financial Services Limited (no longer approved here)

    FRN 527815

    • [FCA CF] Functions requiring qualifications (4 Mar 2024 to 31 Mar 2024)
  • COMMERCIAL FINANCE NETWORK CORPORATION LTD (no longer approved here)

    FRN 796413

    • [FCA CF] Functions requiring qualifications (21 Dec 2023 to 29 Feb 2024)
  • Argentis Financial Planning Ltd (no longer approved here)

    FRN 624277

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 2 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2020 to 2 Oct 2023)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Oct 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 30 May 2008)
    • CF22 Investment Adviser (Trainee) (16 Oct 2007 to 31 Oct 2007)
  • Beals Mortgage and Financial Services Limited (no longer approved here)

    FRN 471442

    • Employed By (16 Oct 2007 to 30 May 2008)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (7 Feb 2007 to 29 Jun 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (12 Jul 2002 to 7 Jul 2004)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (1 Dec 2001 to 27 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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