Sean Lee

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 24 May 2012)
    • CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (12 Jun 2006 to 22 Dec 2006)
    • CF22 Investment Adviser (Trainee) (29 Mar 2006 to 12 Jun 2006)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF21 Investment Adviser (7 Nov 2003 to 30 Dec 2005)
    • CF22 Investment Adviser (Trainee) (15 May 2003 to 7 Nov 2003)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.