Sean Kieran Humphreys

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Stafford Railway Building Society
FRN 206063
- SMF1 Chief Executive (since 3 Feb 2026)
Shop Direct Finance Company Limited (no longer approved here)
FRN 312190
- SMF24 Chief Operations (6 May 2022 to 6 Jun 2025)
THE MORTGAGE BUSINESS PUBLIC LIMITED COMPANY (no longer approved here)
FRN 304154
- [FCA CF] Manager of certification employee (2 Sep 2020 to 23 Nov 2021)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- [FCA CF] Manager of certification employee (4 Mar 2019 to 23 Nov 2021)
- [PRA CF] Managing a material risk taker (4 Mar 2019 to 1 Sep 2020)
Bank of Scotland plc (no longer approved here)
FRN 169628
- [PRA CF] Managing a material risk taker (4 Mar 2019 to 1 Sep 2020)
- [FCA CF] Manager of certification employee (4 Mar 2019 to 23 Nov 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.