Sean Kearney

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF22 Investment Adviser (Trainee) (18 Sep 2003 to 16 Dec 2004)
Alban Associates Limited (no longer approved here)
FRN 206467
- (13)Employed By (9 Apr 2003 to 4 Nov 2003)
MacDonald, Lyall & Drummond (no longer approved here)
FRN 192223
- (4)Employed By (30 Apr 2002 to 21 Mar 2003)

Updates to this individual's record on the FCA register.

9 hours ago
controlled function removed: Employed By at Alban Associates Limited
9 hours ago
controlled function added: (13)Employed By at Alban Associates Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.