Sean Joshua Kwaku Ossei Minta

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BELVEDERE WEALTH MANAGEMENT LTD.

    FRN 950976

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 6 Apr 2023)
    • [FCA CF] Client dealing (since 28 Jun 2022)
    • CF30 Customer (6 Jul 2022 to 6 Apr 2023)
    • Appointed representative dealing with clients for which they require qualification (28 Jun 2022 to 6 Apr 2023)
  • BELVEDERE WEALTH MANAGEMENT & CO LTD (no longer approved here)

    FRN 976922

    • Employed By (6 Jul 2022 to 6 Apr 2023)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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