Sean James Briggs

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jamieson Christie Wealth Management Limited

    FRN 422773

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 26 Aug 2025)
    • [FCA CF] Client dealing (since 26 Aug 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (5 Sep 2023 to 3 Mar 2025)
    • CF30 Customer (4 Sep 2023 to 3 Mar 2025)
  • Lee Newton Financial Services (no longer approved here)

    FRN 201651

    • (9)Employed By (4 Sep 2023 to 3 Mar 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (31 Mar 2022 to 20 Jun 2023)
    • CF30 Customer (10 Feb 2022 to 20 Jun 2023)
  • PRM Wealth Management Ltd (no longer approved here)

    FRN 531741

    • (1)Employed By (10 Feb 2022 to 20 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)Employed By at PRM Wealth Management Ltd

  2. controlled function added: (9)Employed By at Lee Newton Financial Services