Sean Harris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Dec 2023)
    • [FCA CF] Client dealing (since 5 Dec 2023)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Nov 2023)
    • CF30 Customer (2 Apr 2012 to 14 Nov 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (16 Jul 2012 to 24 Nov 2023)
    • CF30 Customer (14 May 2010 to 1 Apr 2012)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (16 Jul 2012 to 24 Nov 2023)
  • Ashley Law Limited (no longer approved here)

    FRN 498488

    • Employed By (8 Dec 2010 to 24 Nov 2023)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (430)Employed By (14 May 2010 to 24 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.