Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 13 Jun 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Jun 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 13 Jun 2019)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 13 Jun 2019)
- CF30 Customer (5 Aug 2014 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 26 Jun 2010)
- CF21 Investment Adviser (25 Jun 2007 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (13 May 2005 to 22 Jun 2005)
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- CF21 Investment Adviser (13 Dec 2005 to 9 Mar 2007)
- CF23 Corporate Finance Adviser (24 Aug 2005 to 13 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.