Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Client dealing (7 Mar 2016 to 13 Jun 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Jun 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 13 Jun 2019)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 13 Jun 2019)
    • CF30 Customer (5 Aug 2014 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 26 Jun 2010)
    • CF21 Investment Adviser (25 Jun 2007 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (13 May 2005 to 22 Jun 2005)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (13 Dec 2005 to 9 Mar 2007)
    • CF23 Corporate Finance Adviser (24 Aug 2005 to 13 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.