Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 29 Apr 2009)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF4 Partner (AR) (29 Oct 2007 to 28 Apr 2009)
    • CF21 Investment Adviser (29 Oct 2007 to 31 Oct 2007)
    • (1)Employed By (since 29 Oct 2007)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (253)Employed By (28 Sep 1999 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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