Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 30 Apr 2009)
- CF21 Investment Adviser (26 Jul 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (23 Aug 2004 to 26 Jul 2005)
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- CF21 Investment Adviser (29 Oct 2003 to 23 Aug 2004)
- CF22 Investment Adviser (Trainee) (14 Nov 2002 to 29 Oct 2003)
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- CF21 Investment Adviser (29 Oct 2003 to 23 Aug 2004)
- CF22 Investment Adviser (Trainee) (14 Nov 2002 to 29 Oct 2003)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.