Sean George

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- [FCA CF] Material risk taker (19 Jun 2023 to 4 Dec 2023)
- [FCA CF] Client dealing (3 May 2023 to 4 Dec 2023)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- [FCA CF] Material risk taker (19 Jun 2023 to 4 Dec 2023)
- [FCA CF] Client dealing (3 May 2023 to 4 Dec 2023)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- [FCA CF] Client dealing (3 May 2023 to 4 Dec 2023)
Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- [FCA CF] Client dealing (23 Jun 2021 to 23 Mar 2023)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (22 Dec 2014 to 23 Nov 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.